SEC investor bulletins informative reads, cover bond characteristics

Profitable Counsel

By James J. Eccleston

James J. Eccleston is a securities attorney, representing investors as well as brokers and brokerage firms nationwide in arbitration, litigation and regulatory matters. He maintains websites at EcclestonLaw.com and FinancialCounsel.com, and a blog at FinancialCounsel.typepad.com. He is president of Eccleston Law Offices P.C. and can be reached at (312) 332-0000.

Posted July 31, 2013 2:38 PM

The Securities and Exchange Commission (SEC) has published several Investor Bulletins regarding bonds. They cover corporate bonds, high-yield corporate bonds, municipal bonds and the relationship between bond prices and interest rates. Let’s summarize the important advice for investors which the SEC provides in those four bulletins. First, let’s review the guidance with respect to corporate bonds. All bonds have a certain maturity. Maturities can be short term (less than three years), medium term (four to …

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